Investment data now drives the relationship between investment manager and client. Changes in the industry, technology, and the growing role of investment industry databases as a marketing tool has led to growing SEC scrutiny.
In late 2020, the SEC released final guidance with regard to overdue changes to its decades-old advertising rules. Under the new proposals, it’s clear that investment data, published to investment industry databases will clearly fall within the new regulations.
So what should investment managers know about investment data compliance? Download our eBook for more:
